Securities Law

I have extensive experience with 

• US federal securities filings, including S-1, 8-K and 10-Q filings,
• FINRA 15c2-11 applications, 
• applying for new and maintaining existing CSE and TSXV listings, and 
• the Start-up Crowdfunding Exemption for start-ups and early-stage companies that wish to raise capital through crowdfunding.